Chris Perry, Author

Tag: Taika reforms

  • Heian IV – The Fujiwara & The beginning of the end.

    The formation of the Heian Court was not the story of one family (the Imperial family) asserting its dominance over everyone else. Instead, the Court was made up of several clans, who rose and fell according to the vagaries of fate. You may recall that when the Yamato brought the idea of “Emperor” over from China, they switched the concept of a Mandate of Heaven with that of a literal Son of Heaven. This had the double effect of meaning that the Emperor’s rule was now divinely ordained (handy), and he couldn’t be overthrown and replaced by a new dynasty, as happened relatively frequently in China.

    Since the noble families couldn’t take the throne itself, it was controlling the man (or woman) sitting on it that became their objective. There were usually several powerful families at a time, and their rivalries often turned violent, with plots, counter-plots, rebellions, coups, and assassinations all part of the early Imperial political landscape.

    By the mid-7th Century, the dominant family were the Soga. Their path to power was fairly typical of the time. Daughters of the clan were married to sons of the Imperial family, and more than one Emperor had a Soga mother. Through these close family ties, the Soga Clan rose to an almost insurmountable position of influence, but it didn’t last.

    In 645, during the Isshi Incident, the head of the Soga Clan was quite literally cut off. One of the conspirators was Nakatomi no Kamatari, a close friend of Prince Naka no Oe, who would eventually become Emperor Tenji.

    Kamatari would use his close relationship with the future Emperor to amass enormous wealth and influence, and shortly before he died, the newly enthroned Tenji bestowed a new family name on him, Fujiwara, and thus, one of the most influential families in Japanese history got its name.

    Fujiwara no Kamatari, the founder of the Fujiwara Clan.

    The Fujiwara

    The exact origins of the Fujiwara Clan are unclear, but they were originally known as the Nakatomi and claimed descent from the God Ame-no-Koyane, giving them divine origins, although, importantly, of a lesser rank than the Imperial Line.

    The Nakatomi appear to have been largely responsible for religious ceremonies in the early Yamato Court, but after the Isshi Incident, the renamed Fujiwara gradually adopted the same position that the Soga had before them.

    It was the second head of the clan, Fuhito, who really laid the groundwork for Fujiwara dominance, though. Already the scion of a prominent house, he made one daughter the consort of Emperor Monmu and the other the consort of the next Emperor, Shomu. And no, you’re not imagining it; that second daughter would have been Emperor Shomu’s half-aunt. I guess it was ok because both women had different mothers? Maybe?

    Consanguinity notwithstanding, Empress Komyo, as she became known later, was significant; not only was she Fujiwara, but she was the first Empress who was not an offspring of the Imperial house.

    Fuhito would further expand his family’s dominance by having four sons, who would go on to each head a cadet branch of the Fujiwara. When we speak of the “Fujiwara”, we’re actually going to be talking about these four houses. To keep things simple, I’ll just refer to them as “Fujiwara” unless it’s important to make the distinction, but for reference, the four cadet branches were:

    The Kyoke Fujiwara (Capital Fujiwara)
    The Shikike Fujiwara (Ceremonial Fujiwara)
    The Hokke Fujiwara (Northern Fujiwara)
    The Nanke Fujiwara (Southern Fujiwara)

    These four houses would work together, and sometimes in opposition to each other, and the Northern and Southern Fujiwara would eventually split into even more Noble Houses that would continue to influence Japanese politics into the modern era, but more on that later.

    With their power secured by sometimes incestuous marriage, the Fujiwara moved into position to dominate the throne. By the end of the 10th Century, Fujiwara control of the position of regent had become effectively hereditary, and through other advantageous marriages, Fujiwara influence was felt in the provinces too, with lower-ranking members of the main families taking up positions as administrators and local governors (that will become really important later.)

    The Fujiwara wouldn’t have it all their own way. There were several rival families, the most powerful being the Taira and Minamoto, both descended from sons and grandsons of Emperors, and who will get their own post later. There was also the issue of relatively strong Emperors. Political control of the throne depended on controlling the man sitting on it. Some Emperors, like Daigo, who reigned from 897 to 930, proved to be more than a match for the Fujiwara and retained significant control for themselves.

    Despite this, Daigo had Fujiwara consorts, and the clan itself would retain its positions at court. When Daigo died in 930, it wasn’t long before things were back to normal, as far as the Fujiwara and their dominance at court was concerned.

    In 986, Emperor Kazan was pressured by Fujiwara no Kaneie into abdicating under somewhat dubious circumstances. The story goes that Kaneie convinced Kazan to become a monk alongside his son Fujiwara no Michikane. However, when Kazan entered the temple, Michikane said he would like to visit his family one more time before taking the tonsure. Kazan agreed and became a monk while he waited, but Michikane never came back, which is a ballsy move.

    Fujiwara dominance reached its peak in the late 10th and early 11th century under Fujiwara no Michinaga. Michinaga was the third son of Fujiwara no Kaneie, who was succeeded by his son, Michitaka, and then his second son, Michikane, who was regent for only a week before dying; maybe karma for that stunt with former Emperor Kazan?

    A later illustration of Fujiwara no Michinaga.

    Michikane’s son, Korechika, had been named heir to the position of regent, but he was opposed by Michinaga and his supporters. Michinaga was already a man of considerable influence and was favoured by the infant Emperor Ichijo’s mother, who happened to be Michinaga’s sister.

    Michinaga is said to have played on Korechika’s bad relationship with Emperor Kazan and played a ruse that convinced Korechika that Kazan had been visiting the same mistress as him. The story goes that an enraged Korechika then attempted to shoot Kazan with an arrow, which passed through the former Emperor’s sleeve before the man himself fled.

    Korechika was arrested, and though the blame for the attempted shooting fell on servants, he was convicted of having placed a curse on Senshi, Michinaga’s sister and primary supporter. Korechika was exiled to Dazaifu in modern-day Fukuoka, and even though he was pardoned less than a year later and returned to a position in government, his influence was broken, and he was no longer a rival to Michinaga.

    Though Michinaga never officially took the title of regent (Kampaku), his position in the government and influence over successive Emperors meant that he effectively ruled the country in all but name. He continued the policy of marrying his daughters to Emperors and the sons of Emperors, and in 1016, he forced Emperor Sanjo (his nephew and son-in-law) to abdicate in favour of his grandson, Go-Ichijo.

    Michinaga also made an alliance with the Minamoto Clan and made use of the brothers Yorinobu and Yorimitsu as his chief enforcers, particularly in eastern Japan. Under the pair, the Minamoto would deal with enemies of the court (which meant enemies of the Fujiwara) and were rewarded with significant lands of their own, which would eventually lead to the creation of a Minamoto power base far from Imperial control, but more on that later.

    Michinaga would be succeeded by his son, Yorimichi, in 1019, and though they didn’t know it at the time, the Fujiwara were in decline from then on.

    Rise of the Samurai

    As we’ve talked about previously, until the late 8th Century, the Imperial court relied on a system of conscription in order to supply its army with manpower. By the dawn of the 9th Century, however, that system had almost entirely broken down and been gradually replaced with private armies under the control of regional landowners.

    The loss of military power went hand in hand with a decline in economic resources as well. Under the Taika reforms, the land had all technically belonged to the Emperor and was held in his name in return for a percentage of the harvest as tax.

    By the Heian period, however, that system had broken down to. Noble families and powerful temples were able to negotiate tax exemptions for themselves, and local peasants came to avoid tax (and the attached military service) by signing their lands over the local lord in exchange for protection and potentially a better deal tax-wise.

    The private armies that sprung up in the wake of this Imperial decline were made up of men who either had land of their own or else were rewarded with it. These men used their resources to purchase horses, training, and weapons (mostly bows at this point), clearly setting themselves apart from the poorly armed masses of peasant conscripts that had come before.

    We’ve spoken about how families like the Fujiwara would marry into the Imperial line in order to enhance their own prestige and influence, and these newly minted provincial elites would adopt the same strategy on a more local scale.

    The Fujiwara, Minamoto, and Taira families had, by the 11th Century, grown into sprawling clans that would require several dedicated posts to make sense of, but the short version is that most of the members of these clans weren’t the ones playing Game of Thrones in Heian-Kyo. They were dispatched to the provinces by their families to take up positions as governors and other administrators and spread their respective clan’s influence.

    These new administrators may not have had the wealth of their capital-based cousins, but they still carried the illustrious names, and marrying into these families would, in turn, bestow aristocratic status. These new nobles, born far from the throne, had little reason to be loyal to it.

    Initially, military service was on an ‘as needed’ basis, but by the end of the 10th century, as family ties to local districts deepened, the status of this new warrior class would become hereditary. These warriors were not called Samurai at first; the proper term was Bushi (which literally means Warrior), and their families became Buke or warrior families.

    The modern word Bushi is generally applied to all warriors, but it originally applied specifically to men for whom war was their profession, especially those who possessed the expensive armour, weapons, and horse required, meaning the business of making war became limited to a specific class.

    Despite being known for their famous swords, the earliest Samurai were more associated with bows and horse archery.

    By the 10th and 11th Century, the threat of the Emishi had long since passed, and now the powerful regional nobility found themselves with large private armies with no external enemies to fight. So, they asked themselves, what next?

    Luckily for them, population growth and diminishing resources gave them the perfect excuse to start fighting amongst themselves. Outbreaks of violence became common, and the Imperial court proved to be incapable of putting a stop to it.

    Finding that they could attack their neighbours without any kind of consequences meant that the tenuous loyalty of the regional nobility became no loyalty at all. By the mid-11th Century, even the illusion of Imperial authority was fading, and the Fujiwara, who had seemed unassailable a generation earlier, began to feel the walls closing in.

    Sources
    https://en.wikipedia.org/wiki/Heian_period
    https://en.wikipedia.org/wiki/Fujiwara_no_Kamatari
    https://en.wikipedia.org/wiki/Fujiwara_clan
    https://en.wikipedia.org/wiki/Fujiwara_no_Michinaga
    https://ja.wikipedia.org/wiki/%E8%97%A4%E5%8E%9F%E5%AC%89%E5%AD%90
    https://ja.wikipedia.org/wiki/%E8%97%A4%E5%8E%9F%E9%81%93%E9%95%B7#%E5%9B%BD%E5%AE%9D%E3%83%BB%E5%BE%A1%E5%A0%82%E9%96%A2%E7%99%BD%E8%A8%98
    https://ja.wikipedia.org/wiki/%E8%97%A4%E5%8E%9F%E9%81%93%E9%95%B7
    https://en.wikipedia.org/wiki/Emperor_Kazan
    https://ja.wikipedia.org/wiki/%E4%BE%8D

  • Heian Japan II – Mo’ Shoen, Mo’ Problems.

    Last time, we talked about how the Heian Period began in 794 when Emperor Kanmu moved the capital to Heian-Kyo, where it would remain for the next thousand years.

    We also looked at how the Heian court abdicated its military power to the regional nobility, who, facing a long-term war against the Emishi tribes of Northern and Eastern Japan, no longer put their faith in the large, pretty ineffective conscript armies of the Imperial court, instead establishing private armies of their own, adopting the horse archery tactics of their enemies. Although the days in which the warrior class would dominate the Emperor are still far in the future at this point, the origins of the Samurai can be found here.

    The problems didn’t end with the army, either. Although conscription had been brought in with the Taika reforms of the mid to late 7th century, by the end of the 8th century, the system had largely broken down. This was because it relied on another of the reform’s offspring, control of land.

    Like pretty much everything else in the Taika Reforms, land reform was modelled on the Chinese system. Officially, land was under the control of the state, and every free man was entitled to a certain amount, which would then be taxed. There was no national currency at the time, so taxation was usually a percentage of the harvest.

    A map of fields near Nara in the 8th Century.

    Now, in theory, this meant that everyone had land to support themselves and a regular tax income for the court. However, the system quickly ran into problems. Firstly, unlike the Chinese system, people in Japan couldn’t claim wasteland, even if they farmed it. Additionally, land couldn’t be inherited by someone’s heir. This had the double blow of meaning that there was little reason to expand or enhance holdings, which would have been fine if it had not been for population growth.

    It’s ironic, looking at Japan in 2025, that population growth turned out to be a problem, but there you are.

    As the population grew, so did the demand for food (obviously). The land system couldn’t keep up with demand, so the government eventually changed the law to allow anyone to claim wasteland as long as they farmed it.

    Now, you’d think that’d be problem solved, more land means more food. But no, and the reason is because of taxation.

    Now, as we said, taxation was based on percentages of the harvest, but there were a lot of exemptions. Land owned by temples and powerful noble families was exempt from taxation, which meant a concentration of wealth and resources in the hands of relatively few.

    This meant that when the government relaxed controls on claiming land, the ones who benefited weren’t the farmers but those with the manpower to claim land faster than anyone else. Consequently, the rich got richer, but none of that wealth made it into the Imperial coffers because, as we said, it was all tax-exempt.

    So, you now had a situation where a small portion of the population owned most of the wealth, and this further eroded the government’s ability to function. They’d already lost control of the military, and now they’d lost control of the food supply. That’s 2-0 to the nobility, in case any of you have been keeping score.

    Now, you might ask, if land couldn’t be inherited, then surely the government would regain control of it on the landowner’s death, right? Sorry, nope. Not only did the government change the rules on land reclamation, but also on inheritance. This meant that, after the Temples and Nobles had gobbled up all the good land, they were then able to keep it within their family, creating generational wealth and power.

    Wealth means Power.

    So, what about the peasants who owned their land but weren’t part of the nobility? They’d have a reason to want things to stay as they are and support the status quo, right? Well, no, not exactly.

    As we’ve mentioned, the estates (Shoen in Japanese) of the nobility and temples were tax-exempt. The peasants who owned their own land still had to pay a percentage of each harvest to the Emperor since he technically owned their land.

    Your average Heian-era farmer had probably never even been to Heian-kyo, let alone actually seen the Emperor, so when the tax collectors came, they were the very embodiment of the faceless bureaucracy.

    Now, this might not seem so strange to us, after all, we all pay tax, and how many of us ever meet our head of state? But the world was smaller back then; the rise of the local aristocracy, many of whom had positions of local authority, meant that, as far as the peasantry were concerned, the government wasn’t the Emperor, who might have been hundreds of miles away, but the local magistrate, who was often also the wealthiest landowner.

    This breakdown in authority benefited the nobility politically in the same way as it had economically and militarily, but there was another twist to come. With local political and military control already falling into their hands, the local aristocracy was able to exert considerable pressure on the nominally free peasants around them.

    The exact process isn’t well documented, but we do know that the peasants who controlled their own fields would often sign the ownership of that field over to a powerful local magnate, whether than be a Temple or a noble. In effect, this granted the field tax-exempt status, and instead of tax, the peasant would then pay “rent” to the new owner for the right to keep working the field.

    There are other examples of this happening in a more direct way, with local nobles demanding tribute from free peasants and then confiscating their fields if they couldn’t (or wouldn’t) pay.

    Now, as we’ve said previously, taxation was in the form of harvest or conscription, either into the army or as labour. This didn’t really change that much; harvests were still taxed, and peasants, instead of doing service to the Emperor, were now obliged to serve their local lord.

    It should be pointed out that, under the original system, peasants weren’t tied to the land. They held it in their own name, technically as direct “vassals” of the Emperor. (They weren’t legally vassals in the Feudal sense, mind you.)

    As the Heian period went on, and more and more land was taken by the nobility, the status of peasants also changed. Instead of holding their own land, they were often bound to those same fields, but now in the service of someone else. At first, it was economic necessity; as much as the fields may have been ‘free’, the peasantry still needed to eat, and if that meant working for the lord, then so be it.

    Later, though, economic necessity gave way to legal reality. Everyone was technically subject to the Emperor, but the situation on the ground increasingly disadvantaged the peasants. What had been an economic arrangement became effectively a feudal one as landowners began to deal with local legal matters themselves.

    A peasant (Shomin in Japanese) could now be kicked out of the Shoen (estate) if the Lord didn’t like him, and matters of justice, which had formerly been the reserve of Imperial officials, now became the domain of local lords as well. Where a peasant might have once had the right to petition the Emperor directly, now, the final arbiter of justice was his Lord, and you will probably not be surprised to find out that these Lords often interpreted the ‘law’ in ways that most benefited them.

    Imperial Irrelevance

    So what did the Emperor do about this?

    The answer is simply, nothing really. It’s not that they didn’t know it was happening, but there was precious little they could do. There was no effective means to impose Imperial will on the increasingly independent nobility, and they knew it.

    The Imperial Army, formerly conscripted from the fields, no longer existed, and, lacking any formal currency, the economy had begun to be based almost entirely on rice, which had also long since slipped from Imperial hands.

    There were legal attempts to turn things around. In 1040, a law was passed that officially banned any new lands from being granted tax-exempt status, but it was too little, too late.

    Not that the Imperial Court minded all that much; they kept themselves busy with books, paintings, and some of the most ridiculous eyebrows you’ve ever seen, but we’ll cover that next time.

    Sources

    https://en.wikipedia.org/wiki/Heian_period
    https://en.wikipedia.org/wiki/Sh%C5%8Den
    https://en.wikipedia.org/wiki/Ritsury%C5%8D

  • Heian Japan I – War & Peace

    Due to the sheer volume of information I want to share about the Heian Period, these next few posts are going to be a mix of different things; today, we’re going to talk about some of the military aspects of the early Heian Period, which will be important for later, so pay attention.

    Last time, we looked at the Yamato Period, where a recognisable Imperial system emerged from myriad proto-kingdoms and tribal states. By the late 8th century, following a period of extensive reform, power had been (theoretically) centralised in the hands of the reigning Emperor but was, in reality, in the hands of various noble factions who had no qualms about committing acts of violence in the defence of their interests.

    The Isshi Incident, proving that when you play the Game of Thrones, you win, or some guy cuts your head off.

    After the Isshi Incident in 645, which saw the leadership of the formerly dominant Soga Clan eliminated, the Imperial Throne was able to reassert its independence. One of the co-conspirators in the incident was Nakatomi no Kamatari, who was one of the initiators of the Taika Reforms we looked at last time. He was also a close supporter of Prince Naka no Oe, who had also taken a leading role in the Isshi Incident.

    Now, this isn’t some random tangent; when Prince Naka no Oe became Emperor Tenji in 668, Nakatomi rose still higher. On the latter’s deathbed in 669, the Emperor bestowed a new family name on him. From then on, Nakatomi no Kamatari and his descendants would be known as the Fujiwara.

    New Capital, Old Problems

    The Heian Period is named after and started in the new Imperial Capital, Heian-Kyo, which means City of Peace (or tranquillity, if you’re feeling poetic). It was the 50th Emperor, Kanmu, who moved the capital there in 794, and it remained the seat of the Emperors until 1868. It is better known today as Kyoto.

    Although 794 officially marks the beginning of the Heian Period, the seeds for what would come had already been sown in the years prior. Since the arrival of Buddhism in Japan and the victory of the pro-Buddhist factions that we looked at last time, the Buddhist Clergy had become politically powerful, leading to problems between them, the nobility, and the Emperor.

    In 784, Kanmu initially moved the capital from Heijo-kyo (near modern Nara) to Nagaoka-kyo (confusingly, located mostly in modern Muko, Kyoto Prefecture, not the nearby city of Nagaokakyo).

    The move was, at least in part, motivated by a desire to separate the Imperial Capital from the influence of powerful Buddhist temples that had emerged near Nara. However, the move would prove unsuccessful. Political intrigue followed the court, and less than a year after the move was formalised, the primary architect, Fujiwara no Tanetsugu, was assassinated by a rival faction. (There’s that Fujiwara name again.)

    In the aftermath of the killing, numerous court officials and even members of the Imperial Family were arrested. Some were executed, whilst others were exiled, including the Emperor’s brother, Prince Sawara. Unfortunately, Sawara died en route, and in the years that followed, Nagaoka-kyo suffered several disasters, floods, famines, fires, and the deaths of many important people.

    Now, these days, we might put that down to bad luck or to deliberate attempts to undermine the Emperor, but the people back then were a superstitious lot, and when, in 792, the disasters were blamed on Prince Sawara’s vengeful spirit (Onryo in Japanese) the decision was taken to move the capital once again.

    The Emperor would learn, however, that freeing himself from the influence of powerful priests wasn’t going to be the great liberation he had hoped for, but more on that later.

    The Imperial Army

    We’ve not looked at military stuff very much so far, mostly because there is going to be a lot of that later, but a quick look at the Imperial Army and the war with the Emishi is important for what’s coming.

    Decades before the move to Heian-kyo, the Taika Reforms had led to a restructuring of the young nation’s military. Prior to the reforms, military power was in the hands of regional strongmen (politely called ‘nobility’), whose power was usually based around fortified settlements and the surrounding lands.

    With the Taika Reforms, however, the Imperial Government, inspired by Tang Dynasty China, instituted a system of conscription. The idea was that military power would pass from the hands of the nobles into the hands of the Emperor.

    It didn’t really work out that way, though. Firstly, the burden, as it so often does, fell on the poor, as those with sufficient resources could buy or trade their way out of service (corruption may also have been an issue). Since the poor are generally tied to the land, this led to people fleeing their home regions to avoid the army, with the knock-on effect being fewer people in the fields.

    Another issue was that conscription, by its nature, relies on men who don’t actually want to be there. There are examples throughout history of military service being a way out of economic hardship, but that doesn’t seem to have been so here. Men assigned to the frontier were expected to pay for their own equipment and provisions, meaning that the little money they might earn in the army was quickly spent simply being in the army.

    It is perhaps unsurprising then that the Imperial Army was poorly equipped and badly motivated. This wouldn’t have been much of a problem had their role simply been to keep the peace, but the early Emperors were expansionists, so their poorly motivated army was kept busy.

    The Emishi

    Who were the Emishi? Well, as is often the case, there isn’t a definitive answer. The earliest records we have for them are Chinese and date to the 5th Century, where there is mention of “55 Kingdoms” of “Hairy People of the East”. Exactly who these people were isn’t clear, but they are distinct from the “Japanese” kingdoms that are also recorded.

    It is generally believed that the Emishi were linked to the Jomon, who inhabited Japan before the Yayoi (who became the Yamato and so on). It is also accepted that the Ainu are also connected to the Emishi, but the exact relationship is unclear and may never be known for certain.

    What is certain is that the Emishi proved to be an opponent that the Yamato initially struggled to overcome. Whilst the independent peoples in Kyushu were subjugated fairly early on (either through force or diplomacy), the Emishi remained largely independent into the 8th Century.

    The Yamato State in the 4th Century. Although the Kumaso and Hayato people would be absorbed, the Emishi would prove far more durable.
    By Samhanin – Own work, source: Yamato ja.png, CC BY 3.0, https://commons.wikimedia.org/w/index.php?curid=121731575

    The Emishi would prove to be resistant to traditional military strategy. They relied on horse archery, using speed and guerilla tactics to defy the Yamato. For most of the 7th and 8th centuries, the Yamato would advance slowly, building forts as they went and dealing with individual Emishi tribes, some of whom would agree to enter Imperial service.

    In 774, the so-called Thirty-eight Years War began when the Emishi launched a series of attacks on Yamato forts in Northern Japan. The Emishi would prove to be successful at first; imperial armies were gathered quickly and sent against the Emishi, only for the Emishi themselves to melt away and reappear somewhere else. Forts, Towns, and Villages were burned, and through the 780’s, the situation spiralled out of control.

    The war would go on for 38 years (hence the name), and it would be a combination of diplomacy and a change in strategy that eventually led to Yamato’s victory and dominance of the North.

    Militarily, the Yamato adopted the mounted archery tactics of their enemy. This couldn’t be done with conscripts from the back end of nowhere, but the local nobility, who had been dealing with the Emishi for years already, were quicker to catch on, and these “Emishi-busting” armies were often smaller, faster moving, and, most importantly, loyal to their local communities over the Imperial Court.

    By the 790s, the strain of constant campaigns against the Emishi had led to a breakdown in the system of conscription. The people didn’t want to be sent to fight, and the Imperial Court couldn’t afford to send them, meaning that military strength now rested entirely in the hands of local nobility, but I’m sure that’ll be fine.

    On the diplomatic front, the Yamato reached out to the tribes who might agree to switch sides, and unsurprisingly, many would. The leaders of these tribes were quickly integrated into local nobility, and it is said that several later Clans could trace their ancestry to Emishi progenitors.

    By the dawn of the 9th century, the Emishi were largely dealt with. Those who had submitted were subsumed by Yamato culture, and over the years, they would become indistinguishable from other Japanese. Those who refused to submit, however, were either destroyed or driven north to Hokkaido, where they would play no further part in the Heian story.

    Now what?

    So, the Emishi are beaten, the Empire has won, and all is right in the world. I’m sure that the fact that military power has fallen completely out of imperial hands into the lap of a regionally powerful nobility that controls not only the military but the economic levers of power after the collapse of central taxation led to a system that relies almost entirely on agricultural output to support itself won’t lead to any problems, will it?

    There’s that foreshadowing again.

    Sources

    https://en.wikipedia.org/wiki/Heian_period
    https://en.wikipedia.org/wiki/Heian-ky%C5%8D
    https://en.wikipedia.org/wiki/Emperor_Kanmu
    https://en.wikipedia.org/wiki/Nagaoka-ky%C5%8D
    https://en.wikipedia.org/wiki/Emishi
    https://en.wikipedia.org/wiki/Fujiwara_no_Kamatari
    https://fee.org/articles/were-japans-taika-reforms-a-good-idea/

  • Ritsuryo – Empire & Reform.

    “The bureaucracy is expanding to meet the needs of the expanding bureaucracy.” – Oscar Wilde

    By the mid-6th century, the Yamato state had undergone a period of extensive centralisation, and although they didn’t rule the entirety of what we now call Japan, they came to control the largest state the land had yet seen.

    The Yamato State at its greatest extent.
    By Samhanin – Own work, source: Yamato ja.png, CC BY 3.0, https://commons.wikimedia.org/w/index.php?curid=121731575

    We briefly discussed the emergence of monarchy last time, but to recap, during the early Yayoi Period, settlements became larger and more sophisticated, leading to the rise of formal power structures. Chinese sources from the time also make mention of specific Kings and Queens from the lands of “Wa” (their name for Japan).

    Traditional Japanese historiography tells us that the first ‘Emperor’ of Japan was Jimmu, who is supposed to have ruled from 660-585 BC. Jimmu was the great-great-grandson of the sun goddess Amaterasu and lived for about 126 years, which isn’t all that impressive if you consider his divine origins.

    Most scholars agree that Jimmu and the following 28 Emperors were legendary figures. However, there is evidence to suggest that the 21st Yuryaku (r. 456-479) really existed, though it isn’t until Emperor Kinmei, who took the throne in 540, that we have a ruler who is considered genuinely historical.

    The other issue is that we shouldn’t really call these early rulers ‘Emperor’ at all. The title Tenno (literally meaning Heavenly Sovereign) wasn’t used until the 7th century when it was also applied retroactively. Before that, the rulers of the Yamato state were referred to as Okimi (translated as Great King).

    Heavenly Origins

    So why the change? Well, like almost everything else at that time, it was because of China. Since around 1000 BC, the Chinese Emperor was referred to as the Son of Heaven, and each Dynasty drew legitimacy by having the Mandate of Heaven. Even though Chinese Dynasties rose and fell all the time, each new ruler would take the title of Son of Heaven and claim the mandate for himself.

    The early Yamato rulers saw this and thought they’d get in on the act. After all, if claiming divine origins worked for China, why not for Japan? So, the Great King became the Heavenly Sovereign. The difference (which will become important later) was that the newly dubbed “Emperor” of Yamato didn’t rule by Divine Mandate; he was said to be a literal son of heaven, descended from Amaterasu, with his rule legitimised by his divine bloodline.

    As settlements grew and powerful families emerged, they would join together with others (willingly or not), leading to proto-states that centred around one or a small number of powerful local families, which would, in turn, be absorbed or conquered by more powerful neighbours.

    While the exact details of this process of conquest and consolidation aren’t entirely clear, later (often legendary) sources make reference to military campaigns uniting the lands around modern-day Nara, which would become the centre of the later Yamato state.

    Emperor Jimmu casts down his enemies with his legendary bow, and bird companion (the three-legged Yatagarasu).

    Although these sources (the Nihon Shoki and Kojiki) aren’t reliable histories in the academic sense, they do suggest a cultural memory of war and conquest, which means it isn’t too much of a stretch to imagine that the original rulers were highly successful militarily.

    Game of Thrones

    The rule of Emperor Kinmei (the first historical Emperor) coincided with the arrival and gradual spread of Buddhism in Japan. Now, we’ll discuss the ‘Buddhaisation’ of Japan at a later date, but the short version is that Buddhism is said to have officially arrived in Japan in 552 when the King of Baekje (a Korean kingdom) sent a statue of the Buddha to the Yamato Court.

    Other sources say that Buddhism actually arrived in Japan in 538, but either way, this new religion caused a deep rift to form between the two most powerful families at court, the Soga and the Mononobe.

    The Soga were supporters of Buddhism, and they had the advantage at court. The Emperor had two Soga wives, and his father-in-law, Soga no Iname, was the first Omi, a title which suggests power second only to the King (Okimi). However, when Emperor Kinmei died, his non-Soga son, Bidatsu, was selected to succeed him. Bidatsu’s rule would be marked by the ongoing conflict around Buddhism, as the Soga were violently opposed by the Mononobe, advocates of Japan’s traditional religion (Shinto).

    Bidatsu died in 585 (maybe of Smallpox), and another power struggle broke out. The Soga, now led by Imane’s son, Umako, were victorious, and their candidate was enthroned as Emperor Yomei.

    That might have been the end of it, but Yomei ruled for less than two years, and upon his death, both sides went at it again. The resulting conflict took place in early July 587, and the Mononobe were initially successful, driving the Soga back in a series of minor battles until they were caught in the area around Mt Shigi.

    At this point, the leader of the Soga forces, Prince Shotoku, is supposed to have promised to build a temple on the site of the battle if they were victorious. This apparently did it, and the Soga turned things around, defeating the Mononobe. The resulting defeat led to the deaths of most of the Mononobe leadership, and their power at court was broken.

    Prince Shotoku kills the leader of the Mononobe (Mononobe no Moriya) at the Battle of Mt Shigi.

    The Soga spent the next 60 years effectively unchallenged as the power behind the throne. They controlled the court through political acumen and intimidation and secured their influence over the Throne by ensuring the reigning monarch was either a member of the Soga Clan or a descendant of one.

    It’s tough at the top, though, and Soga dominance generated deep resentment amongst the other noble clans, and members of the Imperial Family itself. In July 645, a conspiracy, set into motion by Prince Naka no Oe (later Emperor Tenji) and Nakatomi no Kamatari (the founder of the Fujiwara Clan, who will become really important later), ended with the assassination of Soga no Iruka, and the suicide of his father, Soga no Emishi. The so-called Isshi Incident (named for the year it happened) broke the power of the Soga and led to the re-establishment of royal power.

    The Isshi incident. Prince Naka no Oe lops off Soga no Iruka’s head. The Empress Kogyoku can be seen fleeing the scene on the top left. She would abdicate shortly afterwards, and can you blame her?

    Imperial Reform

    In the immediate aftermath of the Isshi Incident, Empress Kogyoku abdicated, and Emperor Kotoku (not her son) ascended the throne on the insistence of the conspirators. Kotoku and his supporters set about reforming the royal government with the intention of centralising and enhancing the power of the throne.

    Given that China had been the source of culture and religion, it is perhaps no surprise to find out that reformers looked there for inspiration; in fact, most of the new systems put in place in Japan at that time were direct copies of those already in use in China.

    Now, when we speak of ‘reform,’ we should remember that we’re not talking about a single reform but actually a series of laws, proclamations, and modifications over many years, leading to the system of administration known as Ritsuryo.

    Ritsuryo as a term is made up of two words, Ritsu, meaning a criminal code, and Ryo, meaning an administrative one, and there was no single Ritsuryo ‘Code’. Rather, the system was defined by a series of law codes issued between 669 and 757, which followed on from and built on each other over time.

    The actual law codes unfortunately no longer exist (and they’d likely make for fairly dull reading besides), so below is a broad summary of what the reforms actually were.

    Land Reform

    As we mentioned earlier, the power of the nobility came from their control of fortified settlements and the lands that surrounded them. So, how do you deal with that? Simple, take control of all the land. Some of the earliest reforms dealt with land reform, dividing Japan into provinces, and organising surveys (supposed to take place every six years) for the purposes of taxation and conscription.

    Land was also nationalised, but before you get the idea that this was some egalitarian attempt at land redistribution, ‘nationalised’ in this context means ‘belongs to the King’. It was the Court that decided who got what land, and each province was ruled by a governor appointed by and answerable only to the King.

    Taxation and Conscription (for both labour and military service) were formalised based on the Chinese model, with everyone expected to either pay their share or serve their time in the army or on royal construction projects.

    The royal capital was established at Nara, and a new city, based on the Chinese capital at Xian, was built (previously, the capital had been wherever the King was.)

    The provinces of Yamato Japan. The areas in northern Japan and Hokkaido remained outside their control for now.

    New Government

    As for the word ‘King’, from now on, the King would be an Emperor, and the previous system of government was now to be based on the Chinese model, too, with some notable exceptions.

    Firstly, there was the division of government into different departments. The two major offices were the Jingi-kan, which was responsible for religious matters, and the Daijo-kan, which was further subdivided into eight departments that dealt with actually running the state.

    There was also the establishment of a formal system of ranks for the nobility. Divided into nine ranks, which were then subdivided into four (with the exception of the top three, which only had two sub-divisions). Each rank carried an increased prestige and a larger salary, another novelty which was supposed to tie the nobility closer to the throne, as it was the monarch who now dispensed wealth and title.

    Although practically a direct copy of Chinese law, there were exceptions or adaptations to Ritsuryo. There were two that would prove to be significant in the long term. First, as we mentioned earlier, the newly dubbed Emperor did not hold the Mandate of Heaven as his Chinese counterpart did. Instead, he was the literal son of heaven, a status that could not be transferred or lost. This had the convenient side effect of meaning that a Japanese Emperor could not be overthrown and replaced by a ‘new’ dynasty.

    Secondly, the Imperial Rank system in China was (at least in theory) based on merit, with the famous Imperial Examinations ensuring that only the best and brightest could gain prestigious positions. The Japanese, however, limited access to formal rank to offspring of noble families, ensuring that the same clans would, over time, come to dominate certain departments of the government and eventually, the throne itself.

    Law & Order

    As the reforms sought to centralise control of land and title, so to did they seek to impose rigid control on wider Yamato society. The new provinces were now to be overseen by governors appointed by the court, taking the application of law out of the hands of powerful local families (at least in theory.) The new Imperial Court also reserved the right of appeal for itself; now (also in theory), anyone could petition the Emperor about injustice in their local area.

    Along with the ‘nationalisation’ of land, the common people, too, became the direct subjects of the Emperor. Whilst technically removing them from the local dominance of the nobility, the system was no liberation of the people.

    On the one hand, the land reform directly benefited common people, as every citizen was now entitled to a certain amount of land, which they could own for their lifetime, and would be taxed according to crop yield. However, upon their death, the land would return to the ownership of the state and couldn’t be passed on to children. Additionally, women were only entitled to 2/3 the land of men.

    There was also the matter of the caste system. Everyone was divided into one of two castes, the Ryomin or the Senmin. Each caste was further divided (four for Ryomin, Five for Senmin), and there were clear distinctions. Ryomin were made up of the ruling class, the wealthy, and those involved in court functions. The Senmin, very broadly, were subservient to the Ryomin, with the bottom two levels, the Kunuhi and Shinuhi being slaves. It was perhaps slightly better to be a Kunuhi since they were slaves at court instead of out in the countryside, but I imagine the distinction was pretty meaningless to the slaves themselves.

    There was some mobility within the caste system, with slaves being able to earn freedom and Ryomin being reduced to Senmin status for certain crimes, but overall, it was a fairly rigid system, at least at first.

    On the subject of crime, the reforms established a five-tier system of punishment, with caning being the most minor, escalating to execution (either by hanging or beheading) for serious crimes, and speaking of really serious crimes, the reform took the Ten Abominations of the Chinese legal code and reduced them to eight.

    So, while things like Rebellion, Murder, and a lack of filial piety (respect for your parents) could get you beheaded, the Japanese dropped the rules about familiar discord and, for some reason, incest.

    Trouble ahead.

    The reforms were intended to centralise and formalise Imperial rule in Japan on the same basis as the Chinese system, and in the short term, it was pretty successful. Land distribution meant a steady tax base, and conscription meant that military power was focused in the hands of the Emperor rather than regional strongmen.

    But the reforms had unwittingly sowed the seeds of the eventual downfall of Imperial authority. By concentrating political power in the hands of the nobility rather than a merit-based bureaucracy, powerful families would come to dominate the levers of power and the Emperor himself.

    Land reform, too, would backfire. Initially, citizens were forbidden from bringing new land into cultivation, but as the population expanded, the agricultural base failed to keep up. Changes were made, and the people were permitted to claim new land for themselves as long as they cultivated it themselves.

    Although a well-meanimg attempt to grow the food supply, what actually happened was powerful local families, with resources and manpower, snapped up the good land, and when the law was changed to allow for land to be inherited by three generations (and eventually without limit) the seeds were literally sown for a powerful, land-based aristocracy, far from, and no longer under the control of the Imperial Court.

    Ooooh, foreshadowing…

    Sources

    https://en.wikipedia.org/wiki/Taika_Reform
    https://en.wikipedia.org/wiki/List_of_emperors_of_Japan
    https://en.wikipedia.org/wiki/Emperor_Jimmu
    https://en.wikipedia.org/wiki/Emperor_of_Japan
    https://en.wikipedia.org/wiki/Yatagarasu
    https://en.wikipedia.org/wiki/Asuka_period
    https://en.wikipedia.org/wiki/Isshi_incident
    https://en.wikipedia.org/wiki/Emperor_Kinmei
    https://en.wikipedia.org/wiki/Soga_no_Iname
    https://en.wikipedia.org/wiki/Soga%E2%80%93Mononobe_conflict
    https://en.wikipedia.org/wiki/Emperor_Bidatsu
    https://en.wikipedia.org/wiki/Emperor_Y%C5%8Dmei
    https://en.wikipedia.org/wiki/Taih%C5%8D_Code
    https://en.wikipedia.org/wiki/Ritsury%C5%8D
    https://en.wikipedia.org/wiki/Department_of_Divinities
    https://en.wikipedia.org/wiki/Daij%C5%8D-kan
    https://en.wikipedia.org/wiki/Provinces_of_Japan
    https://en.wikipedia.org/wiki/Japanese_castes_under_the_Ritsury%C5%8D
    https://en.wikipedia.org/wiki/Ritsury%C5%8D