Tag: Yamato state

  • Heian Japan I – War & Peace

    Due to the sheer volume of information I want to share about the Heian Period, these next few posts are going to be a mix of different things; today, we’re going to talk about some of the military aspects of the early Heian Period, which will be important for later, so pay attention.

    Last time, we looked at the Yamato Period, where a recognisable Imperial system emerged from myriad proto-kingdoms and tribal states. By the late 8th century, following a period of extensive reform, power had been (theoretically) centralised in the hands of the reigning Emperor but was, in reality, in the hands of various noble factions who had no qualms about committing acts of violence in the defence of their interests.

    The Isshi Incident, proving that when you play the Game of Thrones, you win, or some guy cuts your head off.

    After the Isshi Incident in 645, which saw the leadership of the formerly dominant Soga Clan eliminated, the Imperial Throne was able to reassert its independence. One of the co-conspirators in the incident was Nakatomi no Kamatari, who was one of the initiators of the Taika Reforms we looked at last time. He was also a close supporter of Prince Naka no Oe, who had also taken a leading role in the Isshi Incident.

    Now, this isn’t some random tangent; when Prince Naka no Oe became Emperor Tenji in 668, Nakatomi rose still higher. On the latter’s deathbed in 669, the Emperor bestowed a new family name on him. From then on, Nakatomi no Kamatari and his descendants would be known as the Fujiwara.

    New Capital, Old Problems

    The Heian Period is named after and started in the new Imperial Capital, Heian-Kyo, which means City of Peace (or tranquillity, if you’re feeling poetic). It was the 50th Emperor, Kanmu, who moved the capital there in 794, and it remained the seat of the Emperors until 1868. It is better known today as Kyoto.

    Although 794 officially marks the beginning of the Heian Period, the seeds for what would come had already been sown in the years prior. Since the arrival of Buddhism in Japan and the victory of the pro-Buddhist factions that we looked at last time, the Buddhist Clergy had become politically powerful, leading to problems between them, the nobility, and the Emperor.

    In 784, Kanmu initially moved the capital from Heijo-kyo (near modern Nara) to Nagaoka-kyo (confusingly, located mostly in modern Muko, Kyoto Prefecture, not the nearby city of Nagaokakyo).

    The move was, at least in part, motivated by a desire to separate the Imperial Capital from the influence of powerful Buddhist temples that had emerged near Nara. However, the move would prove unsuccessful. Political intrigue followed the court, and less than a year after the move was formalised, the primary architect, Fujiwara no Tanetsugu, was assassinated by a rival faction. (There’s that Fujiwara name again.)

    In the aftermath of the killing, numerous court officials and even members of the Imperial Family were arrested. Some were executed, whilst others were exiled, including the Emperor’s brother, Prince Sawara. Unfortunately, Sawara died en route, and in the years that followed, Nagaoka-kyo suffered several disasters, floods, famines, fires, and the deaths of many important people.

    Now, these days, we might put that down to bad luck or to deliberate attempts to undermine the Emperor, but the people back then were a superstitious lot, and when, in 792, the disasters were blamed on Prince Sawara’s vengeful spirit (Onryo in Japanese) the decision was taken to move the capital once again.

    The Emperor would learn, however, that freeing himself from the influence of powerful priests wasn’t going to be the great liberation he had hoped for, but more on that later.

    The Imperial Army

    We’ve not looked at military stuff very much so far, mostly because there is going to be a lot of that later, but a quick look at the Imperial Army and the war with the Emishi is important for what’s coming.

    Decades before the move to Heian-kyo, the Taika Reforms had led to a restructuring of the young nation’s military. Prior to the reforms, military power was in the hands of regional strongmen (politely called ‘nobility’), whose power was usually based around fortified settlements and the surrounding lands.

    With the Taika Reforms, however, the Imperial Government, inspired by Tang Dynasty China, instituted a system of conscription. The idea was that military power would pass from the hands of the nobles into the hands of the Emperor.

    It didn’t really work out that way, though. Firstly, the burden, as it so often does, fell on the poor, as those with sufficient resources could buy or trade their way out of service (corruption may also have been an issue). Since the poor are generally tied to the land, this led to people fleeing their home regions to avoid the army, with the knock-on effect being fewer people in the fields.

    Another issue was that conscription, by its nature, relies on men who don’t actually want to be there. There are examples throughout history of military service being a way out of economic hardship, but that doesn’t seem to have been so here. Men assigned to the frontier were expected to pay for their own equipment and provisions, meaning that the little money they might earn in the army was quickly spent simply being in the army.

    It is perhaps unsurprising then that the Imperial Army was poorly equipped and badly motivated. This wouldn’t have been much of a problem had their role simply been to keep the peace, but the early Emperors were expansionists, so their poorly motivated army was kept busy.

    The Emishi

    Who were the Emishi? Well, as is often the case, there isn’t a definitive answer. The earliest records we have for them are Chinese and date to the 5th Century, where there is mention of “55 Kingdoms” of “Hairy People of the East”. Exactly who these people were isn’t clear, but they are distinct from the “Japanese” kingdoms that are also recorded.

    It is generally believed that the Emishi were linked to the Jomon, who inhabited Japan before the Yayoi (who became the Yamato and so on). It is also accepted that the Ainu are also connected to the Emishi, but the exact relationship is unclear and may never be known for certain.

    What is certain is that the Emishi proved to be an opponent that the Yamato initially struggled to overcome. Whilst the independent peoples in Kyushu were subjugated fairly early on (either through force or diplomacy), the Emishi remained largely independent into the 8th Century.

    The Yamato State in the 4th Century. Although the Kumaso and Hayato people would be absorbed, the Emishi would prove far more durable.
    By Samhanin – Own work, source: Yamato ja.png, CC BY 3.0, https://commons.wikimedia.org/w/index.php?curid=121731575

    The Emishi would prove to be resistant to traditional military strategy. They relied on horse archery, using speed and guerilla tactics to defy the Yamato. For most of the 7th and 8th centuries, the Yamato would advance slowly, building forts as they went and dealing with individual Emishi tribes, some of whom would agree to enter Imperial service.

    In 774, the so-called Thirty-eight Years War began when the Emishi launched a series of attacks on Yamato forts in Northern Japan. The Emishi would prove to be successful at first; imperial armies were gathered quickly and sent against the Emishi, only for the Emishi themselves to melt away and reappear somewhere else. Forts, Towns, and Villages were burned, and through the 780’s, the situation spiralled out of control.

    The war would go on for 38 years (hence the name), and it would be a combination of diplomacy and a change in strategy that eventually led to Yamato’s victory and dominance of the North.

    Militarily, the Yamato adopted the mounted archery tactics of their enemy. This couldn’t be done with conscripts from the back end of nowhere, but the local nobility, who had been dealing with the Emishi for years already, were quicker to catch on, and these “Emishi-busting” armies were often smaller, faster moving, and, most importantly, loyal to their local communities over the Imperial Court.

    By the 790s, the strain of constant campaigns against the Emishi had led to a breakdown in the system of conscription. The people didn’t want to be sent to fight, and the Imperial Court couldn’t afford to send them, meaning that military strength now rested entirely in the hands of local nobility, but I’m sure that’ll be fine.

    On the diplomatic front, the Yamato reached out to the tribes who might agree to switch sides, and unsurprisingly, many would. The leaders of these tribes were quickly integrated into local nobility, and it is said that several later Clans could trace their ancestry to Emishi progenitors.

    By the dawn of the 9th century, the Emishi were largely dealt with. Those who had submitted were subsumed by Yamato culture, and over the years, they would become indistinguishable from other Japanese. Those who refused to submit, however, were either destroyed or driven north to Hokkaido, where they would play no further part in the Heian story.

    Now what?

    So, the Emishi are beaten, the Empire has won, and all is right in the world. I’m sure that the fact that military power has fallen completely out of imperial hands into the lap of a regionally powerful nobility that controls not only the military but the economic levers of power after the collapse of central taxation led to a system that relies almost entirely on agricultural output to support itself won’t lead to any problems, will it?

    There’s that foreshadowing again.

    Sources

    https://en.wikipedia.org/wiki/Heian_period
    https://en.wikipedia.org/wiki/Heian-ky%C5%8D
    https://en.wikipedia.org/wiki/Emperor_Kanmu
    https://en.wikipedia.org/wiki/Nagaoka-ky%C5%8D
    https://en.wikipedia.org/wiki/Emishi
    https://en.wikipedia.org/wiki/Fujiwara_no_Kamatari
    https://fee.org/articles/were-japans-taika-reforms-a-good-idea/

  • Ritsuryo – Empire & Reform.

    “The bureaucracy is expanding to meet the needs of the expanding bureaucracy.” – Oscar Wilde

    By the mid-6th century, the Yamato state had undergone a period of extensive centralisation, and although they didn’t rule the entirety of what we now call Japan, they came to control the largest state the land had yet seen.

    The Yamato State at its greatest extent.
    By Samhanin – Own work, source: Yamato ja.png, CC BY 3.0, https://commons.wikimedia.org/w/index.php?curid=121731575

    We briefly discussed the emergence of monarchy last time, but to recap, during the early Yayoi Period, settlements became larger and more sophisticated, leading to the rise of formal power structures. Chinese sources from the time also make mention of specific Kings and Queens from the lands of “Wa” (their name for Japan).

    Traditional Japanese historiography tells us that the first ‘Emperor’ of Japan was Jimmu, who is supposed to have ruled from 660-585 BC. Jimmu was the great-great-grandson of the sun goddess Amaterasu and lived for about 126 years, which isn’t all that impressive if you consider his divine origins.

    Most scholars agree that Jimmu and the following 28 Emperors were legendary figures. However, there is evidence to suggest that the 21st Yuryaku (r. 456-479) really existed, though it isn’t until Emperor Kinmei, who took the throne in 540, that we have a ruler who is considered genuinely historical.

    The other issue is that we shouldn’t really call these early rulers ‘Emperor’ at all. The title Tenno (literally meaning Heavenly Sovereign) wasn’t used until the 7th century when it was also applied retroactively. Before that, the rulers of the Yamato state were referred to as Okimi (translated as Great King).

    Heavenly Origins

    So why the change? Well, like almost everything else at that time, it was because of China. Since around 1000 BC, the Chinese Emperor was referred to as the Son of Heaven, and each Dynasty drew legitimacy by having the Mandate of Heaven. Even though Chinese Dynasties rose and fell all the time, each new ruler would take the title of Son of Heaven and claim the mandate for himself.

    The early Yamato rulers saw this and thought they’d get in on the act. After all, if claiming divine origins worked for China, why not for Japan? So, the Great King became the Heavenly Sovereign. The difference (which will become important later) was that the newly dubbed “Emperor” of Yamato didn’t rule by Divine Mandate; he was said to be a literal son of heaven, descended from Amaterasu, with his rule legitimised by his divine bloodline.

    As settlements grew and powerful families emerged, they would join together with others (willingly or not), leading to proto-states that centred around one or a small number of powerful local families, which would, in turn, be absorbed or conquered by more powerful neighbours.

    While the exact details of this process of conquest and consolidation aren’t entirely clear, later (often legendary) sources make reference to military campaigns uniting the lands around modern-day Nara, which would become the centre of the later Yamato state.

    Emperor Jimmu casts down his enemies with his legendary bow, and bird companion (the three-legged Yatagarasu).

    Although these sources (the Nihon Shoki and Kojiki) aren’t reliable histories in the academic sense, they do suggest a cultural memory of war and conquest, which means it isn’t too much of a stretch to imagine that the original rulers were highly successful militarily.

    Game of Thrones

    The rule of Emperor Kinmei (the first historical Emperor) coincided with the arrival and gradual spread of Buddhism in Japan. Now, we’ll discuss the ‘Buddhaisation’ of Japan at a later date, but the short version is that Buddhism is said to have officially arrived in Japan in 552 when the King of Baekje (a Korean kingdom) sent a statue of the Buddha to the Yamato Court.

    Other sources say that Buddhism actually arrived in Japan in 538, but either way, this new religion caused a deep rift to form between the two most powerful families at court, the Soga and the Mononobe.

    The Soga were supporters of Buddhism, and they had the advantage at court. The Emperor had two Soga wives, and his father-in-law, Soga no Iname, was the first Omi, a title which suggests power second only to the King (Okimi). However, when Emperor Kinmei died, his non-Soga son, Bidatsu, was selected to succeed him. Bidatsu’s rule would be marked by the ongoing conflict around Buddhism, as the Soga were violently opposed by the Mononobe, advocates of Japan’s traditional religion (Shinto).

    Bidatsu died in 585 (maybe of Smallpox), and another power struggle broke out. The Soga, now led by Imane’s son, Umako, were victorious, and their candidate was enthroned as Emperor Yomei.

    That might have been the end of it, but Yomei ruled for less than two years, and upon his death, both sides went at it again. The resulting conflict took place in early July 587, and the Mononobe were initially successful, driving the Soga back in a series of minor battles until they were caught in the area around Mt Shigi.

    At this point, the leader of the Soga forces, Prince Shotoku, is supposed to have promised to build a temple on the site of the battle if they were victorious. This apparently did it, and the Soga turned things around, defeating the Mononobe. The resulting defeat led to the deaths of most of the Mononobe leadership, and their power at court was broken.

    Prince Shotoku kills the leader of the Mononobe (Mononobe no Moriya) at the Battle of Mt Shigi.

    The Soga spent the next 60 years effectively unchallenged as the power behind the throne. They controlled the court through political acumen and intimidation and secured their influence over the Throne by ensuring the reigning monarch was either a member of the Soga Clan or a descendant of one.

    It’s tough at the top, though, and Soga dominance generated deep resentment amongst the other noble clans, and members of the Imperial Family itself. In July 645, a conspiracy, set into motion by Prince Naka no Oe (later Emperor Tenji) and Nakatomi no Kamatari (the founder of the Fujiwara Clan, who will become really important later), ended with the assassination of Soga no Iruka, and the suicide of his father, Soga no Emishi. The so-called Isshi Incident (named for the year it happened) broke the power of the Soga and led to the re-establishment of royal power.

    The Isshi incident. Prince Naka no Oe lops off Soga no Iruka’s head. The Empress Kogyoku can be seen fleeing the scene on the top left. She would abdicate shortly afterwards, and can you blame her?

    Imperial Reform

    In the immediate aftermath of the Isshi Incident, Empress Kogyoku abdicated, and Emperor Kotoku (not her son) ascended the throne on the insistence of the conspirators. Kotoku and his supporters set about reforming the royal government with the intention of centralising and enhancing the power of the throne.

    Given that China had been the source of culture and religion, it is perhaps no surprise to find out that reformers looked there for inspiration; in fact, most of the new systems put in place in Japan at that time were direct copies of those already in use in China.

    Now, when we speak of ‘reform,’ we should remember that we’re not talking about a single reform but actually a series of laws, proclamations, and modifications over many years, leading to the system of administration known as Ritsuryo.

    Ritsuryo as a term is made up of two words, Ritsu, meaning a criminal code, and Ryo, meaning an administrative one, and there was no single Ritsuryo ‘Code’. Rather, the system was defined by a series of law codes issued between 669 and 757, which followed on from and built on each other over time.

    The actual law codes unfortunately no longer exist (and they’d likely make for fairly dull reading besides), so below is a broad summary of what the reforms actually were.

    Land Reform

    As we mentioned earlier, the power of the nobility came from their control of fortified settlements and the lands that surrounded them. So, how do you deal with that? Simple, take control of all the land. Some of the earliest reforms dealt with land reform, dividing Japan into provinces, and organising surveys (supposed to take place every six years) for the purposes of taxation and conscription.

    Land was also nationalised, but before you get the idea that this was some egalitarian attempt at land redistribution, ‘nationalised’ in this context means ‘belongs to the King’. It was the Court that decided who got what land, and each province was ruled by a governor appointed by and answerable only to the King.

    Taxation and Conscription (for both labour and military service) were formalised based on the Chinese model, with everyone expected to either pay their share or serve their time in the army or on royal construction projects.

    The royal capital was established at Nara, and a new city, based on the Chinese capital at Xian, was built (previously, the capital had been wherever the King was.)

    The provinces of Yamato Japan. The areas in northern Japan and Hokkaido remained outside their control for now.

    New Government

    As for the word ‘King’, from now on, the King would be an Emperor, and the previous system of government was now to be based on the Chinese model, too, with some notable exceptions.

    Firstly, there was the division of government into different departments. The two major offices were the Jingi-kan, which was responsible for religious matters, and the Daijo-kan, which was further subdivided into eight departments that dealt with actually running the state.

    There was also the establishment of a formal system of ranks for the nobility. Divided into nine ranks, which were then subdivided into four (with the exception of the top three, which only had two sub-divisions). Each rank carried an increased prestige and a larger salary, another novelty which was supposed to tie the nobility closer to the throne, as it was the monarch who now dispensed wealth and title.

    Although practically a direct copy of Chinese law, there were exceptions or adaptations to Ritsuryo. There were two that would prove to be significant in the long term. First, as we mentioned earlier, the newly dubbed Emperor did not hold the Mandate of Heaven as his Chinese counterpart did. Instead, he was the literal son of heaven, a status that could not be transferred or lost. This had the convenient side effect of meaning that a Japanese Emperor could not be overthrown and replaced by a ‘new’ dynasty.

    Secondly, the Imperial Rank system in China was (at least in theory) based on merit, with the famous Imperial Examinations ensuring that only the best and brightest could gain prestigious positions. The Japanese, however, limited access to formal rank to offspring of noble families, ensuring that the same clans would, over time, come to dominate certain departments of the government and eventually, the throne itself.

    Law & Order

    As the reforms sought to centralise control of land and title, so to did they seek to impose rigid control on wider Yamato society. The new provinces were now to be overseen by governors appointed by the court, taking the application of law out of the hands of powerful local families (at least in theory.) The new Imperial Court also reserved the right of appeal for itself; now (also in theory), anyone could petition the Emperor about injustice in their local area.

    Along with the ‘nationalisation’ of land, the common people, too, became the direct subjects of the Emperor. Whilst technically removing them from the local dominance of the nobility, the system was no liberation of the people.

    On the one hand, the land reform directly benefited common people, as every citizen was now entitled to a certain amount of land, which they could own for their lifetime, and would be taxed according to crop yield. However, upon their death, the land would return to the ownership of the state and couldn’t be passed on to children. Additionally, women were only entitled to 2/3 the land of men.

    There was also the matter of the caste system. Everyone was divided into one of two castes, the Ryomin or the Senmin. Each caste was further divided (four for Ryomin, Five for Senmin), and there were clear distinctions. Ryomin were made up of the ruling class, the wealthy, and those involved in court functions. The Senmin, very broadly, were subservient to the Ryomin, with the bottom two levels, the Kunuhi and Shinuhi being slaves. It was perhaps slightly better to be a Kunuhi since they were slaves at court instead of out in the countryside, but I imagine the distinction was pretty meaningless to the slaves themselves.

    There was some mobility within the caste system, with slaves being able to earn freedom and Ryomin being reduced to Senmin status for certain crimes, but overall, it was a fairly rigid system, at least at first.

    On the subject of crime, the reforms established a five-tier system of punishment, with caning being the most minor, escalating to execution (either by hanging or beheading) for serious crimes, and speaking of really serious crimes, the reform took the Ten Abominations of the Chinese legal code and reduced them to eight.

    So, while things like Rebellion, Murder, and a lack of filial piety (respect for your parents) could get you beheaded, the Japanese dropped the rules about familiar discord and, for some reason, incest.

    Trouble ahead.

    The reforms were intended to centralise and formalise Imperial rule in Japan on the same basis as the Chinese system, and in the short term, it was pretty successful. Land distribution meant a steady tax base, and conscription meant that military power was focused in the hands of the Emperor rather than regional strongmen.

    But the reforms had unwittingly sowed the seeds of the eventual downfall of Imperial authority. By concentrating political power in the hands of the nobility rather than a merit-based bureaucracy, powerful families would come to dominate the levers of power and the Emperor himself.

    Land reform, too, would backfire. Initially, citizens were forbidden from bringing new land into cultivation, but as the population expanded, the agricultural base failed to keep up. Changes were made, and the people were permitted to claim new land for themselves as long as they cultivated it themselves.

    Although a well-meanimg attempt to grow the food supply, what actually happened was powerful local families, with resources and manpower, snapped up the good land, and when the law was changed to allow for land to be inherited by three generations (and eventually without limit) the seeds were literally sown for a powerful, land-based aristocracy, far from, and no longer under the control of the Imperial Court.

    Ooooh, foreshadowing…

    Sources

    https://en.wikipedia.org/wiki/Taika_Reform
    https://en.wikipedia.org/wiki/List_of_emperors_of_Japan
    https://en.wikipedia.org/wiki/Emperor_Jimmu
    https://en.wikipedia.org/wiki/Emperor_of_Japan
    https://en.wikipedia.org/wiki/Yatagarasu
    https://en.wikipedia.org/wiki/Asuka_period
    https://en.wikipedia.org/wiki/Isshi_incident
    https://en.wikipedia.org/wiki/Emperor_Kinmei
    https://en.wikipedia.org/wiki/Soga_no_Iname
    https://en.wikipedia.org/wiki/Soga%E2%80%93Mononobe_conflict
    https://en.wikipedia.org/wiki/Emperor_Bidatsu
    https://en.wikipedia.org/wiki/Emperor_Y%C5%8Dmei
    https://en.wikipedia.org/wiki/Taih%C5%8D_Code
    https://en.wikipedia.org/wiki/Ritsury%C5%8D
    https://en.wikipedia.org/wiki/Department_of_Divinities
    https://en.wikipedia.org/wiki/Daij%C5%8D-kan
    https://en.wikipedia.org/wiki/Provinces_of_Japan
    https://en.wikipedia.org/wiki/Japanese_castes_under_the_Ritsury%C5%8D
    https://en.wikipedia.org/wiki/Ritsury%C5%8D